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Investment Process
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Getting Ahead - Staying Ahead
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Selecting Your Manager
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The Investment Process
Getting Ahead - Staying Ahead
Getting ahead and staying ahead is harder than ever. You need an
independent trusted advisor who's working on your side to help
you achieve your goals. Professional investment management
from Rowling, Dold & Associates gets you ahead of the game
by putting the complex strategies and investment approaches used
by America's most successful institutional investment advisors in
your hands at an affordable cost. As CPAs and members of
NAPFA, our services are fee only: there are no commissions or
other "hidden" compensation. Back to top
Selecting Your Investment Manager
It's important when selecting your investment manager
to make sure they are not only Registered Investment Advisors but also
designated as a CPA/PFS. This designation means that they are officially
recognized as Certified Public Accountants and Personal Financial Specialists
by the American Institute of Certified Public Accountants (AICPA). CPAs
who have earned the PFS designation have demonstrated their ability
to guide individuals and families through the confusing financial environment.
This select group has pledged to uphold a strict code of conduct
mandated by the AICPA and must:
- remain AICPA members in good standing
- adhere to continuing professional education requirements
and become reaccredited every three years, and
- pass a comprehensive financial planning examination and
provide documentation of at least three years of personal
financial planning experience.
Every Partner providing financial planning services
at Rowling Dold & Associates is CPA/PFS qualified. We can help
you plan and reach your financial goals with independent, fee-only
advice. Back to top
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RDA does not offer financial planning or investment advisory
services via the Internet. The purpose of the Internet web page of RDA is to
disseminate general information regarding the Advisor and the associated
persons of the Advisor, and to provide an alternative means for a prospective
client to obtain more information regarding the firm`s services.
Advice can only be rendered after the following conditions are met:
- An Investment Advisor or IA representative may only transact
business in a particular state after licensure or satisfying qualifications
requirements of that state, or if they are excluded or exempted from the
state`s investment advisor or IA representative requirements.
- Follow-up, individualized responses to consumers in a particular state
by an investment advisor or IA representative involving either the effecting of,
or attempting to effect, transactions in securities, or the rendering of
personalized investment advice for compensation, as the case may be,
shall not be made without first complying with the state`s investment
advisor or IA representative requirements, or pursuant to an applicable state
exemption or exclusion.
- For information concerning the licensure status or disciplinary
history of an investment advisor or IA representative, a consumer should
contact his or her State Securities law administrator.
- Delivery of a disclosure statement by Advisor to a prospective client.
- Execution of an Engagement letter between Rowling, Dold & Associates
LLP and the client and receipt of the financial planning fee retainer or the investment
advisory fee by Rowling, Dold & Associates LLP.
Please note that the recognition of Rowling, Dold "&" Associates
LLP and/or Sheryl L. Rowling (collectively or individually referred to as
"the firm") should not be construed by any existing or prospective client
as a guarantee that they will experience a certain level of results if they
engage or continue to engage the firm's services nor should it be construed
as a current or past endorsement of the firm by any of its clients.
Lists or rankings published by magazines and other sources are generally
based exclusively on information prepared and submitted by the recognized
adviser.
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Rowling, Dold & Associates LLP
In Mission Valley at 8889 Rio San Diego Drive, Suite 202
• San Diego, CA 92108
619-294-4800 • 888-294-4890 • Fax: 619-294-9314
Email your questions to cpas@rowling.com
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